Franklin I. Ogele, P.A. is known for providing smooth, low-cost legal help with capital markets issues like forming broker-dealers, investment advisors, REITs, and structuring public offerings through S-1, S-11, Regulation A+, and other filings . His work focuses on compliance-driven structuring and regulatory readiness to make it easier to get to U.S. financial infrastructure.
Franklin has a lot of experience with FINRA, securities litigation, and capital market rules. He has helped clients with SEC registration statements, forming broker-dealers, and compliance systems. He was a leader in electronic trading innovation, such as On-Site Trading, Inc. arbitration, which helped set standards for the industry, such as Order Entry and Account Access Centers . His practice is backed by credentials like Series 7, 24, 27, 63, 79, and 99 registrations, which show that he knows a lot about the rules.